SEC charges fintech chief with ‘massive’ fraud after Hindenburg short position
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US regulator says it uncovered ‘billions of dollars’ of fictitious transactions through entities controlled by Dozy Mmobuosi
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SEC charges fintech Tingo chief with ‘massive’ fraud after Hindenburg short position
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SEC says it uncovered ‘billions of dollars’ of fictitious transactions through entities controlled by Dozy Mmobuosi
SEC cracks down on misleading fund names over industry objections
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Changes require ETFs and mutual funds to hold 80% of their assets in line with their labels
SEC cuts tick size for stock market trades to a half penny
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Regulator softens complex initial proposal after industry pushback
SEC hands out $79mn in fines over latest round of messaging violations
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Perella Weinberg Partners and Interactive Brokers among 10 firms caught up in latest enforcement action
SEC moves to tighten oversight of $26tn Treasury market
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US regulator passes rule that will force some high-speed traders and hedge funds to register as dealers
SEC says false bitcoin post came after phone number was switched
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Fake announcement on social media platform X sparked cryptocurrency frenzy a day before ETF approvals
SEC says FTX auditor did not understand the crypto market
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Regulator’s case against Prager Metis details alleged failures in examining the exchange before its collapse
SEC seeks to force Musk to testify in probe of Twitter stock purchases
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US securities regulator’s court filing signals yet another fight with billionaire
SEC shuts down Trump Media auditor over ‘massive fraud’
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BF Borgers ran ‘sham audit mill’ whose work affects more than 1,500 corporate filings, US financial regulator says